All Sectors - Enforcement - Statistics at a Glance

   2017     2016     2015     2014     2013     2012     2011     2010  


​​To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.

 

Category
(click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
4

3

54 

16

32

22

1824 

96

219

190

193190 

792

 8

1

1124 

134

 15

6

13

25

 6

5

31

15

 1

0

00 

1

Administrative Monetary Penalties Levied (# issued)
 17

10

2616

69

Administrative Monetary Penalties Levied ($)
 $63,760

$21,700

$169,150$65,956

$320,566

 3

0

01 

4

Total
 305

237

247363 

1,152

Court Matters
 0 0 00  0
 0 0 00 0

 

*Numbers include interim orders



​​To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.

 

Category
(click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
 2

2

 05 

9

 0

0

 00 

0

 7

4

 720 

38

 8

9

 2429

70

 3

2

 51

11

 0

0

 00 

0

Administrative Monetary Penalties Levied (# issued)
 22

46

 8 7

83

Administrative Monetary Penalties Levied ($)
 $53,450

$402,142

 $13,172 $45,867

$514,631

 0

2

 20 

4

Total
 42

65

 46 62 

215

Court Matters
 0 0 00  0
 0 0 00 0
 


​To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.

 

Category
(click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
20 
 12 6 4 42
 0 0 0 0 0
 4 4 2 0 10
 10 8 6 13 37
0  1 0 2 3
 0 0 0 0 0
Administrative Monetary Penalties Levied (# issued)
 14 15 21 17 67
Administrative Monetary Penalties Levied ($)
 $31,023 $27,000 $34,550 $58,217 $150,790
 3 0 0 5 8
Total
 51 40 35 41 167
Court Matters
 0 0 0 0 0
 0 0 1 0 1
 


​To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
 
Category
(click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
5
 0
 2
 7
14
56
 60
 46
 38
200
4
 1
 1
 1
7
4
 6
 8
 12
30
4
 1
 1
 4
10
1
 1
 0
 1
3
Administrative Monetary Penalties Levied (# issued)
4
 4
 32
13
53
Administrative Monetary Penalties Levied ($)
$17,000
 $5,300
 $49,450
 $609,050
$680,800
1
 0
 4
 0
5
Total
79
 73
 94
76
322
Court Matters
0
 0
 0
 0
0
0
 1
 1
 4
6
 


To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.

 
CATEGORY
(click titles for definitions)
Q1
Q2
Q3
Q4
CUMULATIVE TOTAL
7
 7
 17
 22
53
41
 40
 20
 34
135
2
 2
 3
 0
7
1
 1
 0
 1
3
1
 1
 1
 2
5
0
 0
 0
 1
1
Administrative Monetary Penalties Levied (# issued)
0
 2
 8
 5
15
Administrative Monetary Penalties Levied ($)
$0
$6,500
 $24,000
 $8,000
$38,500
1
 0
 0
 0
1
TOTAL
53
 53
 48
 65
219
COURT MATTERS
0
 0
 0
 0
0
0
 0
 0
 1
1
 


To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.

 
CATEGORY
(click titles for definitions)
Q1
Q2
Q3
Q4
CUMULATIVE TOTAL
3
 1
 2
 4
10
102
 64
 35
 45
246
4
 4
 1
 0
9
8
 4
 8
 3
23
0
 3
 0
 0
3
0
 0
 1
 0
1
Administrative Monetary Penalties Levied (# issued)
6
 8
 8
 5
27
Administrative Monetary Penalties Levied ($)
$17,500
 $17,500
 $17,000
 $7,000
$59,000
0
 1
 0
 5
6
TOTAL
123
 85
 55
62
325
COURT MATTERS
0
 0
 0
 0
0
10
 0
 0
 1
11
 


To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.

 

 

CATEGORY
(click titles for definitions)		 Q1 Q2 Q3 Q4 CUMULATIVE TOTAL
Letters of Caution issued 6  12  1  0 19
Surrenders 63  77  65  39 244
Suspensions 1  2  3  2 8
Revocations 5  13  7  4 29
Applications denied 0  0  0  0 0
Conditional licenses granted 0  0  0  0 0

Administrative Monetary Penalties Levied (# issued)

 0  0  16  8 24

Administrative Monetary Penalties Levied ($)

 0  0  $29,500   $22,500 $52,000
Cease & Desist Orders issued 1  0  0  2 3
TOTAL 52  65  57  38 212
COURT MATTERS
Charges laid in Ontario Court of Justice 0  0  0  0 0
Prosecutions (convictions / fines) 0  0  1  3 4


To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.

 

 

Category (click titles for definitions)​ Q1​ Q2​ Q3​ Q4​ Cumulative Total​
​Outcome of Investigations ​
Minutes of Settlement issued​ 7​ ​0 ​2 ​2 ​11
Superintendent's Orders issued ​10 ​0 ​1 ​19 ​30
Cease & Desist Orders issued​ ​0 ​0 ​0 ​0 ​0
Letters of Caution issued​ 8 ​0 ​0 ​0 ​8
Closed Files (no enforcement action warranted)​ ​8 ​0 ​0 ​0 ​8
Total​ 33​ ​0 ​3 ​0 ​36
​Court Matters ​
Charges laid in Ontario Court of Justice​ 5​ ​0 ​0 ​0 ​5
Prosecutions (convictions / fines)​ ​0 ​0 ​1 ​2 3​