Recent Enforcement Actions - Multiple Sectors

Below is a listing of the enforcement actions FSCO has taken in the past 60 days in the following regulated sectors: Insurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.

 

Last Name, First Name and/or Company NameRegistrant / EntityTypeRegistrant NumberEnforcement ActionAction DateFST HearingAppeal or Judicial Review
Dunlop, Timothy Insurance Agents93002876Order to RevokeSep 26, 2018
Pathak, Rakesh Insurance Agents08103957Order to RevokeSep 18, 2018
Alliance Physio Wellness (2538307 Ontario Limited) Health Care ProvidersSP16703Administrative Monetary PenaltySep 17, 2018
Dickenson, Natasha Insurance Agents15148834Administrative Monetary PenaltySep 17, 2018
Desjardins Financial Security Life Assurance Company Insurance Companies3607Administrative Monetary PenaltySep 17, 2018
Mado, Servillano Insurance Agents12127387Administrative Monetary PenaltySep 17, 2018
Shtivelman, Lilia Mortgage BrokersM08000875Application DeniedSep 17, 2018
Boparai, Navdeep Mortgage BrokersM08009409Order to RevokeSep 13, 2018
T1CM Principal Secured Mortgages Inc. Mortgage Brokerages12378Administrative Monetary PenaltySep 05, 2018
T1CM Principal Secured Mortgages Inc. Mortgage Brokerages12378Order to RevokeSep 05, 2018
Vitvytskyi, Dmytro Insurance Agents Application DeniedAug 23, 2018
Burke, Herman Insurance Agents14139775Administrative Monetary PenaltyAug 20, 2018
Singh, Kuljeet Insurance Agents14141170Extension of Interim Cease and Desist OrderAug 20, 2018
Muzaffar, Sania Insurance Agents15148111Extension of Interim Cease and Desist OrderAug 20, 2018

To view FSCO's full enforcement actions database, separated by sector, see: 
 

Pensions

 
Information about FSCO's enforcement actions in the pension sector appear in FSCO's Pension Bulletin Online.
 

Additional Resources