Recent Enforcement Actions - Multiple Sectors

Below is a listing of the enforcement actions FSCO has taken in the past 60 days in the following regulated sectors: Insurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.

 

Last Name, First Name and/or Company NameRegistrant / EntityTypeRegistrant NumberEnforcement ActionAction DateFST HearingAppeal or Judicial Review
Ramirez, Julio Mortgage Agents Administrative Monetary PenaltyJun 29, 2018
Romanow, Barbara Mortgage BrokersM08007274Interim/SuspensionJun 28, 2018
Aztec Financial Corp. Mortgage Brokerages11911Interim/SuspensionJun 28, 2018
Romanow, Barbara Mortgage BrokersM08007274Order to Freeze Assets and Trust FundsJun 28, 2018
Aztec Financial Corp. Mortgage Brokerages11911Order to Freeze Assets and Trust FundsJun 28, 2018
Nie, Ziqian Insurance Agents08100968Administrative Monetary PenaltyJun 25, 2018
Anthony, Edward Insurance Agents Application DeniedJun 25, 2018
Rajaratnam, Krishan Insurance Agents Application DeniedJun 25, 2018
Reid, Jermaine Insurance Agents08105938Administrative Monetary PenaltyJun 25, 2018
Pariak-Lukic, Lucy Insurance Agents06093058Conditional LicenseJun 22, 2018
Rabbani, Fawad Mortgage AgentsM11002495Administrative Monetary PenaltyJun 08, 2018
Lisa Bell Financial Consulting Inc. Insurance Corporate Agencies33478MAdministrative Monetary PenaltyJun 07, 2018
Mohamed, Liban Insurance Corporate Agencies
Caesar, Curtis Insurance Agents97047388Administrative Monetary PenaltyMay 30, 2018
Bradley, Andy Mortgage AgentsM08006612Administrative Monetary PenaltyMay 30, 2018
Moon, James Insurance Agents99058209Order to RevokeMay 24, 2018

To view FSCO's full enforcement actions database, separated by sector, see: 
 

Pensions

 
Information about FSCO's enforcement actions in the pension sector appear in FSCO's Pension Bulletin Online.
 

Additional Resources