Recent Enforcement Actions - Multiple Sectors

Below is a listing of the enforcement actions FSCO has taken in the past 60 days in the following regulated sectors: Insurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.

 

Last Name, First Name and/or Company NameRegistrant / EntityTypeRegistrant NumberEnforcement ActionAction DateFST HearingAppeal or Judicial Review
Brown, Cristal Mortgage Agents Administrative Monetary PenaltyApr 17, 2018
Brown, Cristal Mortgage Agents Cease and Desist OrderApr 17, 2018
Ghuman, Devinder Mortgage AgentsM08003666Administrative Monetary PenaltyApr 17, 2018
Mortgage Guru Inc. Mortgage Brokerages Administrative Monetary PenaltyApr 17, 2018
Ashby, Keshia Insurance Agents10115739SuspensionApr 12, 2018
Lee, Christopher Insurance Agents99057324Order to RevokeApr 11, 2018
S&Y Insurance Company Insurance Companies3718Administrative Monetary PenaltyApr 11, 2018
Aviva Insurance Company of Canada Insurance Companies331Administrative Monetary PenaltyApr 11, 2018
Ha, Dominic Mortgage AgentsM11002314Order to RevokeMar 29, 2018
Nasi Vaghef/Fatemeh Farahnaz Ansari Vaghef Mortgage AgentsM08004237SuspensionMar 26, 2018
Alireza Zavalat/Babak Zavalat Mortgage AgentsM08004979Order to RevokeMar 21, 2018
Rothbart Centre for Pain Care Ltd. Health Care ProvidersSP15872Order to RevokeMar 21, 2018
Lou-Lin, Jie Insurance Agents11122177Application DeniedMar 20, 2018
Switzer, Barry Insurance Agents94016464Administrative Monetary PenaltyMar 14, 2018
Ley, Jeffrey Insurance Agents02072752Administrative Monetary PenaltyMar 09, 2018
Lee, Christopher Insurance Agents99057324Interim/SuspensionMar 07, 2018
Abdi Hakim Hassan/Canucks Orthotics and Rehab Health Care ProvidersSP14351Order to Revoke the SuspensionMar 05, 2018
Peel Mutual Insurance Company Insurance Companies649Administrative Monetary PenaltyFeb 28, 2018
Khan, Muhammad Insurance Agents10114677Administrative Monetary PenaltyFeb 23, 2018
Flowers, Rhonda-Lyn Insurance Agents09111479Administrative Monetary PenaltyFeb 23, 2018
Lucero, Victor Mortgage AgentsM08010309SuspensionFeb 23, 2018

To view FSCO's full enforcement actions database, separated by sector, see: 
 

Pensions

 
Information about FSCO's enforcement actions in the pension sector appear in FSCO's Pension Bulletin Online.
 

Additional Resources