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Statistics at a Glance

   2014     2013     2012     2011     2010     2009     2008     2007  


Monitoring 2014

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
5
​5
​0
​0
10
0
​0
​0
​0
0
 

Investigations 2014

 
The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
Investigations Initiated (Contraventions of the Credit Unions & Caisses Populaires Act)
0
0
0
​0
0
 


 

Monitoring 2013

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
8
​12
​12
​6
38
0
​0
​0
​0
0

 

Investigations 2013

 

The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding. 

 

Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
Investigations Initiated (Contraventions of the Credit Unions & Caisses Populaires Act)
1
0
0
​0
1

 



 

Monitoring 2012

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
9
​10
​10
​8
37
0
​0
​0
​0
0
 
 

Investigations 2012

 

The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding. 

 
Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
Investigations Initiated (Contraventions of the Credit Unions & Caisses Populaires Act)
0
0
0
​0
0
 


Monitoring 2011

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions)​ Q1​ Q2​ Q3​ Q4​ Cumulative Total​
Complaint Reviews 8​ ​7 5​ 3​ ​23
Onsite Compliance Exams 0​ ​2 2​ 2​ ​6
 
 

Investigations 2011

 

The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding. 

 
Category (click titles for definitions)​ Q1 Q2 Q3 Q4 Cumulative Total
Investigations Initiated (Contraventions of the Credit Unions & Caisses Populaires Act)​
Credit Unions & Caisses Populaires 0​ ​0 ​1 0​ ​1
  


Monitoring 2010

 

FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates. 

 
Category (click titles for definitions)​ Q1​ Q2​ Q3​ Q4​ Cumulative Total​
Complaint Reviews 6​ ​3 ​2 ​3 ​14
Onsite Compliance Exams ​0 ​0 ​0 ​0 ​0
  

Investigations 2010

 

The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.  
 
Category (click titles for definitions)​ Q1 Q2 Q3 Q4 Cumulative Total
Investigations Initiated (Contraventions of the Credit Unions & Caisses Populaires Act)​
Credit Unions & Caisses Populaires 3​ ​0 ​0 ​0 ​3
  


Monitoring 2009

 

FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions)​  Q1​ Q2​ Q3​ Q4​ Cumulative Total​
Complaint Reviews 2​ ​4 ​6 ​8 ​20
Onsite Compliance Exams ​0 ​0 ​0 ​0 ​0
 
 

Investigations 2009

 

The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
Category (click title for definition)​ Q1 Q2 Q3 Q4 Cumulative Total
Investigations Initiated (Contraventions of the Credit Unions & Caisses Populaires Act)​
Credit Unions & Caisses Populaires 2​ ​0 ​0 ​1 ​3
  


Monitoring 2008

 

FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions)​  Q1​ Q2​ Q3​ Q4​ Cumulative Total​
Complaint Reviews 1​ ​4 ​5 ​3 ​13
Onsite Compliance Exams ​0 ​0 ​0 ​0 ​0
 
 

Investigations 2008

 

The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
Category (click titles for definitions)​ Q1 Q2 Q3 Q4 Cumulative Total
Investigations Initiated (Contraventions of the Credit Unions & Caisses Populaires Act)​
Credit Unions & Caisses Populaires 0​ ​0 ​5 ​0 ​5
  


Monitoring 2007

 

FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click title for definition)​    Q1​ Q2​ Q3​ Q4​ Cumulative Total​
Complaint Reviews na​ ​na ​6 ​4 ​10
 
 

Investigations 2007

 

The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
 
Category (click title for definition)​ Q1 Q2 Q3 Q4 Cumulative Total
Investigations Initiated (Contraventions of the Credit Unions & Caisses Populaires Act)​
Credit Unions & Caisses Populaires na​ ​na ​1 ​0 1

 * This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.