Enforcement Statistics 2007

To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
 
Category (click titles for definitions) Q1​ Q2​ Q3​ Q4​ Cumulative Total
Outcome Of Investigations
Letters of Caution Issued N/A* ​N/A* ​3 ​0 ​3
Minutes of Settlement Issued
Surrenders ​N/A* ​N/A* ​0 ​0 ​0
Suspension ​N/A* ​N/A* ​4 ​0 ​4
Revocations ​N/A* ​N/A* ​2 ​2 ​4
Applications denied ​N/A* ​N/A* ​0 ​0 ​0
Conditional licenses granted ​N/A* ​N/A* ​0 ​0 ​0
Superintendent's Orders Issued ​ ​ ​ ​ ​ ​
Surrenders N/A* ​N/A* ​0 ​0 ​0
Suspension ​N/A* ​N/A* ​1 ​0 ​1
Revocations N/A* ​N/A* ​2 ​0 ​2
Applications denied ​N/A* ​N/A* ​0 ​0 ​0
Conditional licenses granted ​N/A* ​N/A* ​0 ​0 ​0
Cease & Desist Orders issued ​N/A* ​N/A* ​0 ​1 ​1
Closed Files (no enforcement action warranted) ​N/A* ​N/A* ​10 ​11 ​21
Court Matters
Charges laid in Ontario Court of Justice ​N/A* ​N/A* ​0 ​1 ​1
Prosecutions ​N/A* ​N/A* ​0 ​1 ​1
 
* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.

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