Enforcement Activities – Mortgage Brokers

A Mortgage Broker is an individual who is licensed to carry out mortgage activities for a licensed Mortgage Brokerage.

A Mortgage Broker may also be responsible for supervising several Mortgage Agents who work at his/her Mortgage Brokerage.

Note: See Enforcement Online to view enforcement actions FSCO has taken in other regulated sectors: insurance, credit unions & caisses populaires, and loan & trust corporations.

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Last Name, First Name and/or Company Name	Registrant / EntityType	Current Licence Status	Enforcement Action	Action Date	FST Hearing	Appeal or Judicial Review
2557311 Ontario Inc./Money That Works	Mortgage Brokers	View Details	Compliance Order	Jan 06, 2022
Allison, Benito	Mortgage Brokers	View Details	Compliance Order
Moran, John	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jun 17, 2021
Koya, Ashraf	Mortgage Brokers	View Details	Administrative Monetary Penalty	Apr 29, 2021
Yousif, Noor	Mortgage Brokers	View Details	Administrative Monetary Penalty	Mar 29, 2021
Ahmed, Ayaz	Mortgage Brokers	View Details	Administrative Monetary Penalty	Feb 28, 2021
Galati, Julie (Giuliana)	Mortgage Brokers	View Details	Administrative Monetary Penalty	Feb 09, 2021
Fillion, Andre	Mortgage Brokers	View Details	Application Denied	Jan 20, 2021
Klein, Brian	Mortgage Brokers	View Details	Administrative Monetary Penalty	Nov 09, 2020
Pelletier, Roger	Mortgage Brokers	View Details	Administrative Monetary Penalty	Oct 09, 2020
Makhija, Seema	Mortgage Brokers	View Details	Order to Revoke	Oct 09, 2020
Makhija, Seema	Mortgage Brokers	View Details	Administrative Monetary Penalty	Oct 09, 2020
Martin, Chad	Mortgage Brokers	View Details	Administrative Monetary Penalty	Sep 16, 2020
Laval, Michel	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jun 17, 2020
Nugent, Kerryon	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jun 11, 2020
Ng, Andy (Wai Ho)	Mortgage Brokers	View Details	Application Denied	Feb 28, 2020
Ghuman, Charn	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jan 03, 2020
Boparai, Navdeep	Mortgage Brokers	View Details	Administrative Monetary Penalty	Dec 12, 2019
Bargis, George	Mortgage Brokers	View Details	Administrative Monetary Penalty	Aug 26, 2019
Spychalski, Tomasz	Mortgage Brokers	View Details	Conditional License	May 21, 2019
Katebian, Morteza	Mortgage Brokers	View Details	Extension of Interim Order to Suspend Licence	Dec 28, 2018
Katebian, Morteza	Mortgage Brokers	View Details	Interim/Suspension	Dec 13, 2018
Boparai, Navdeep	Mortgage Brokers	View Details	Order to Revoke	Sep 28, 2018
Shtivelman, Lilia	Mortgage Brokers	View Details	Application Denied	Sep 17, 2018
Romanow, Barbara	Mortgage Brokers	View Details	Extension of Order	Jul 20, 2018
Romanow, Barbara	Mortgage Brokers	View Details	Interim/Suspension	Jun 28, 2018
Romanow, Barbara	Mortgage Brokers	View Details	Order to Freeze Assets and Trust Funds	Jun 28, 2018
Gulati, Girish (George)	Mortgage Brokers	View Details	Order to Revoke	Mar 21, 2018
Gulati, Girish (George)	Mortgage Brokers	View Details	Administrative Monetary Penalty	Mar 21, 2018
Bassi, Rajesh	Mortgage Brokers	View Details	Order to Revoke	Feb 05, 2018
May-Anderson, Glenn	Mortgage Brokers	View Details	Order to Revoke	Feb 01, 2018
Petrozza, Vincenzo	Mortgage Brokers	View Details	Order to Revoke	Feb 01, 2018
Spadafora, Rosalia	Mortgage Brokers	View Details	Order to Revoke	Feb 01, 2018
Daramola, Michael	Mortgage Brokers	View Details	Order to Revoke	Feb 01, 2018
Balkissoon, Dave	Mortgage Brokers	View Details	Order to Revoke	Jan 23, 2018
Cassimy, Jude	Mortgage Brokers	View Details	Order to Revoke	Jan 23, 2018
Kannuthurai, Pannirshelvan	Mortgage Brokers	View Details	Cease and Desist Order	Nov 27, 2017
Bryan, Kirk	Mortgage Brokers	View Details	Administrative Monetary Penalty	Oct 12, 2017
Musial, Shon (Slawek)	Mortgage Brokers	View Details	Administrative Monetary Penalty	Sep 26, 2017
Arasaratnam, Arasakumaran	Mortgage Brokers	View Details	Administrative Monetary Penalty	Aug 21, 2017
Meredith, John	Mortgage Brokers	View Details	Administrative Monetary Penalty	Aug 21, 2017
Cavanagh, Michael	Mortgage Brokers	View Details	Application Denied	Aug 08, 2017
Katherine Fisher / Kay Fisher Realty and Financial / Katherine (“Kay”) Fisher	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jun 12, 2017
Findlay, Scott	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jun 02, 2017
Khanna, Dinesh	Mortgage Brokers	View Details	Application Denied	May 09, 2017
Samra, Gurpreet	Mortgage Brokers	View Details	Administrative Monetary Penalty	May 09, 2017
Larson, Kevin	Mortgage Brokers	View Details	Administrative Monetary Penalty	Apr 26, 2017
Ennis, Peter	Mortgage Brokers	View Details	Administrative Monetary Penalty	Mar 29, 2017
Clarke, Godefrey	Mortgage Brokers	View Details	Application Denied	Mar 01, 2017
Blake, Denis	Mortgage Brokers	View Details	Application Denied	Jan 25, 2017
Blake, Denis	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jan 25, 2017
Comrie, Collett	Mortgage Brokers	View Details	Order to Revoke	Jan 12, 2017
Comrie, Collett	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jan 12, 2017
McCabe, Paul	Mortgage Brokers	View Details	Suspension	Dec 20, 2016
Spychalski, Tomasz	Mortgage Brokers	View Details	Suspension	Nov 21, 2016
Cassimy, Jude	Mortgage Brokers	View Details	Extension of Interim Order to Suspend Licence	Nov 08, 2016
Balkissoon, Dave	Mortgage Brokers	View Details	Extension of Interim Order to Suspend Licence	Nov 08, 2016
Duggal, Gagandeep	Mortgage Brokers	View Details	Administrative Monetary Penalty	Nov 08, 2016
Cassimy, Jude	Mortgage Brokers	View Details	Interim/Suspension	Oct 20, 2016
Balkissoon, Dave	Mortgage Brokers	View Details	Interim/Suspension	Oct 20, 2016
Reznik, Lilia	Mortgage Brokers	View Details	Order to Revoke	Sep 09, 2016
Gill, Tejinder	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jun 09, 2016
Jakubek, Pawel	Mortgage Brokers	View Details	Order to Revoke	May 16, 2016
Shaw, Ralph	Mortgage Brokers	View Details	Administrative Monetary Penalty	May 16, 2016
Dhillon, Snover	Mortgage Brokers	View Details	Administrative Monetary Penalty	Apr 01, 2016
Erlich, Harry	Mortgage Brokers	View Details	Administrative Monetary Penalty	Mar 17, 2016
Watson, Jeff	Mortgage Brokers	View Details	Compliance Order	Mar 09, 2016
Nanehkaran, Roya	Mortgage Brokers	View Details	Extension of Interim Order to Suspend Licence	Jan 19, 2016
Nanehkaran, Roya	Mortgage Brokers	View Details	Interim Suspension/NOP	Jan 04, 2016
Khanna, Dinesh	Mortgage Brokers	View Details	Interim Suspension/NOP	Dec 22, 2015
Lee, Mark	Mortgage Brokers	View Details	Order to Revoke	Nov 20, 2015
Lalji, Karim	Mortgage Brokers	View Details	Administrative Monetary Penalty	Oct 21, 2015
Sussman, Murray	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jul 20, 2015
Safeguard LLC.	Mortgage Brokers	View Details	Compliance Order	Jun 19, 2015
Edwards, Shaun	Mortgage Brokers	View Details	Compliance Order	Jun 19, 2015
Joshi, Kapil	Mortgage Brokers	View Details	Order to Revoke	May 13, 2015
Galkowska, Agnieszka	Mortgage Brokers	View Details	Suspension	Mar 19, 2015
Roland, Sean	Mortgage Brokers	View Details	Conditional License	Dec 19, 2014
Abraham, Edward	Mortgage Brokers	View Details	Order to Revoke	Dec 04, 2014
Arulappu, Anton	Mortgage Brokers	View Details	Order to Revoke	Nov 04, 2014
Rundle, Ian	Mortgage Brokers	View Details	Administrative Monetary Penalty	Sep 25, 2014
Nussbaum, Gabriel	Mortgage Brokers	View Details	Administrative Monetary Penalty	Aug 12, 2014
Kanji, Salim	Mortgage Brokers	View Details	Order to Revoke	Jul 17, 2014
Mastrocola, Dominic	Mortgage Brokers	View Details	Order to Revoke	May 14, 2014
Tukacs, Joseph	Mortgage Brokers	View Details	Compliance Order	May 08, 2014
Iacono, Ralph	Mortgage Brokers	View Details	Prosecution - Unlicensed Activity	May 01, 2014
Tukacs, Joseph	Mortgage Brokers	View Details	Interim compliance order	Mar 28, 2014
Tukacs, Joseph	Mortgage Brokers	View Details	Interim compliance order	Mar 07, 2014
Lala, Suresh	Mortgage Brokers	View Details	Order to Revoke	Mar 03, 2014
McCalla, Mike	Mortgage Brokers	View Details	Order to Revoke	Jan 30, 2014
Iacono, Ralph	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jan 14, 2014
Javdan, Mahnaz	Mortgage Brokers	View Details	Suspension	Jan 03, 2014
Harideen, Ballo	Mortgage Brokers	View Details	Conditional License	Oct 24, 2013
Dave, Virendra	Mortgage Brokers	View Details	Administrative Monetary Penalty	Aug 22, 2013
Sussman, Murray	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jul 24, 2013
Iacono, Ralph	Mortgage Brokers	View Details	Order to Revoke	Dec 08, 2012
Gouveia, Tina-Louise	Mortgage Brokers	View Details	Order to Revoke	Jul 18, 2012
Afolabi, Abiola	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jul 16, 2012
Pritsker, Larissa	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jul 09, 2012
Vrettakos, Anastasia	Mortgage Brokers	View Details	Application Denied	Apr 26, 2012
Ecclestone, Gordon	Mortgage Brokers	View Details	Administrative Monetary Penalty	Jul 27, 2011
Azizi, Hamid	Mortgage Brokers	View Details	Order to Revoke	Sep 20, 2010
T.A. McGill Mortgage Services Inc.	Mortgage Brokers	View Details	Order to Revoke	Apr 16, 2010
McGill, Terry A.	Mortgage Brokers	View Details	Order to Revoke	Apr 16, 2010
King Captial Group Inc.	Mortgage Brokers	View Details	Prosecution - Unlicensed Activity	Apr 07, 2010
Atkinson, Alton	Mortgage Brokers	View Details	Prosecution - Unlicensed Activity	Apr 07, 2010
T.A. McGill Mortgage Services Inc.	Mortgage Brokers	View Details	Interim/Suspension	Mar 31, 2010
McGill, Terry A.	Mortgage Brokers	View Details	Interim/Suspension	Mar 31, 2010
Caroline, Paul	Mortgage Brokers	View Details	Interim Suspension/NOP	Feb 17, 2009
Caroline, Paul	Mortgage Brokers	View Details	Suspension	Jan 23, 2009
Alves, Alexandre Jose	Mortgage Brokers	View Details	Application Denied	Oct 22, 2008	View Details	View Details
Henry, Fredrica	Mortgage Brokers	View Details	Prosecution - Unlicensed Activity	Oct 03, 2007
Iacono, Ralph	Mortgage Brokers	View Details	Prosecution-Provincial Offences Act