Enforcement Activities – Mortgage Brokers

A Mortgage Broker is an individual who is licensed to carry out mortgage activities for a licensed Mortgage Brokerage.   

 

A Mortgage Broker may also be responsible for supervising several Mortgage Agents who work at his/her Mortgage Brokerage.

 

Note: See Enforcement Online to view enforcement actions FSCO has taken in other regulated sectors: insurance, credit unions & caisses populaires, and loan & trust corporations.

 

Search name

Last Name, First Name and/or Company NameRegistrant / EntityTypeCurrent Licence StatusEnforcement ActionAction DateFST HearingAppeal or Judicial Review
Bryan, Kirk Mortgage Brokers View Details Administrative Monetary PenaltyOct 12, 2017
Musial, Shon (Slawek) Mortgage Brokers View Details Administrative Monetary PenaltySep 26, 2017
Arasaratnam, Arasakumaran Mortgage Brokers View Details Administrative Monetary PenaltyAug 21, 2017
Meredith, John Mortgage Brokers View Details Administrative Monetary PenaltyAug 21, 2017
Cavanagh, Michael Mortgage Brokers View Details Application DeniedAug 08, 2017
Katherine Fisher / Kay Fisher Realty and Financial / Katherine (“Kay”) Fisher Mortgage Brokers View Details Administrative Monetary PenaltyJun 12, 2017
Findlay, Scott Mortgage Brokers View Details Administrative Monetary PenaltyJun 02, 2017
Khanna, Dinesh Mortgage Brokers View Details Application DeniedMay 09, 2017
Samra, Gurpreet Mortgage Brokers View Details Administrative Monetary PenaltyMay 09, 2017
Larson, Kevin Mortgage Brokers View Details Administrative Monetary PenaltyApr 26, 2017
Ennis, Peter Mortgage Brokers View Details Administrative Monetary PenaltyMar 29, 2017
Clarke, Godefrey Mortgage Brokers View Details Application DeniedMar 01, 2017
Blake, Denis Mortgage Brokers View Details Application DeniedJan 25, 2017
Blake, Denis Mortgage Brokers View Details Administrative Monetary PenaltyJan 25, 2017
Comrie, Collett Mortgage Brokers View Details Order to RevokeJan 12, 2017
Comrie, Collett Mortgage Brokers View Details Administrative Monetary PenaltyJan 12, 2017
McCabe, Paul Mortgage Brokers View Details SuspensionDec 20, 2016
Sypchalski, Tomasz Mortgage Brokers View Details SuspensionNov 21, 2016
Cassimy, Jude Mortgage Brokers View Details Extension of Interim Order to Suspend LicenceNov 08, 2016
Balkissoon, Dave Mortgage Brokers View Details Extension of Interim Order to Suspend LicenceNov 08, 2016
Duggal, Gagandeep Mortgage Brokers View Details Administrative Monetary PenaltyNov 08, 2016
Cassimy, Jude Mortgage Brokers View Details Interim/SuspensionOct 20, 2016
Balkissoon, Dave Mortgage Brokers View Details Interim/SuspensionOct 20, 2016
Reznik, Lilia Mortgage Brokers View Details Order to RevokeSep 09, 2016
Gill, Tejinder Mortgage Brokers View Details Administrative Monetary PenaltyJun 09, 2016
Jakubek, Pawel Mortgage Brokers View Details Order to RevokeMay 16, 2016
Shaw, Ralph Mortgage Brokers View Details Administrative Monetary PenaltyMay 16, 2016
Dhillon, Snover Mortgage Brokers View Details Administrative Monetary PenaltyApr 01, 2016
Erlich, Harry Mortgage Brokers View Details Administrative Monetary PenaltyMar 17, 2016
Watson, Jeff Mortgage Brokers View Details Compliance OrderMar 09, 2016
Nanehkaran, Roya Mortgage Brokers View Details Interim Suspension/NOPJan 04, 2016
Khanna, Dinesh Mortgage Brokers View Details Interim Suspension/NOPDec 22, 2015
Lee, Mark Mortgage Brokers View Details Order to RevokeNov 20, 2015
Lalji, Karim Mortgage Brokers View Details Administrative Monetary PenaltyOct 21, 2015
Sussman, Murray Mortgage Brokers View Details Administrative Monetary PenaltyJul 20, 2015
Safeguard LLC. Mortgage Brokers View Details Compliance OrderJun 19, 2015
Edwards, Shaun Mortgage Brokers View Details Compliance Order
Joshi, Kapil Mortgage Brokers View Details Order to RevokeMay 13, 2015
Galkowska, Agnieszka Mortgage Brokers View Details SuspensionMar 19, 2015
Roland, Sean Mortgage Brokers View Details Conditional LicenseDec 19, 2014
Abraham, Edward Mortgage Brokers View Details Order to RevokeDec 04, 2014
Arulappu, Anton Mortgage Brokers View Details Order to RevokeNov 04, 2014
Rundle, Ian Mortgage Brokers View Details Administrative Monetary PenaltySep 25, 2014
Nussbaum, Gabriel Mortgage Brokers View Details Administrative Monetary PenaltyAug 12, 2014
Kanji, Salim Mortgage Brokers View Details Order to RevokeJul 17, 2014
Mastrocola, Dominic Mortgage Brokers View Details Order to RevokeMay 14, 2014
Tukacs, Joseph Mortgage Brokers View Details Compliance OrderMay 08, 2014
Iacono, Ralph Mortgage Brokers View Details Prosecution - Unlicensed ActivityMay 01, 2014
Tukacs, Joseph Mortgage Brokers View Details Interim compliance orderMar 28, 2014
Tukacs, Joseph Mortgage Brokers View Details Interim compliance orderMar 07, 2014
Lala, Suresh Mortgage Brokers View Details Order to RevokeMar 03, 2014
McCalla, Mike Mortgage Brokers View Details Order to RevokeJan 30, 2014
Iacono, Ralph Mortgage Brokers View Details Administrative Monetary PenaltyJan 14, 2014
Javdan, Mahnaz Mortgage Brokers View Details SuspensionJan 03, 2014
Harideen, Ballo Mortgage Brokers View Details Conditional LicenseOct 24, 2013
Dave, Virendra Mortgage Brokers View Details Administrative Monetary PenaltyAug 22, 2013
Sussman, Murray Mortgage Brokers View Details Administrative Monetary PenaltyJul 24, 2013
Iacono, Ralph Mortgage Brokers View Details Order to RevokeDec 08, 2012
Gouveia, Tina-Louise Mortgage Brokers View Details Order to RevokeJul 18, 2012
Afolabi, Abiola Mortgage Brokers View Details Administrative Monetary PenaltyJul 16, 2012
Pritsker, Larissa Mortgage Brokers View Details Administrative Monetary PenaltyJul 09, 2012
Vrettakos, Anastasia Mortgage Brokers View Details Application DeniedApr 26, 2012
Ecclestone, Gordon Mortgage Brokers View Details Administrative Monetary PenaltyJul 27, 2011
Azizi, Hamid Mortgage Brokers View Details Order to RevokeSep 20, 2010
T.A. McGill Mortgage Services Inc. Mortgage Brokers View Details Order to RevokeApr 16, 2010
McGill, Terry A. Mortgage Brokers View Details Order to Revoke
King Captial Group Inc. Mortgage Brokers View Details Prosecution - Unlicensed ActivityApr 07, 2010
Atkinson, Alton Mortgage Brokers View Details Prosecution - Unlicensed Activity
T.A. McGill Mortgage Services Inc. Mortgage Brokers View Details Interim/SuspensionMar 31, 2010
McGill, Terry A. Mortgage Brokers View Details Interim/Suspension
Caroline, Paul Mortgage Brokers View Details Interim Suspension/NOPFeb 17, 2009
Caroline, Paul Mortgage Brokers View Details SuspensionJan 23, 2009
Alves, Alexandre Jose Mortgage Brokers View Details Application DeniedOct 22, 2008 View Details View Details
Henry, Fredrica Mortgage Brokers View Details Prosecution - Unlicensed ActivityOct 03, 2007
Iacono, Ralph Mortgage Brokers View Details Prosecution-Provincial Offences Act 

 

 
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