Below is a listing of the mortgage brokering-specific enforcement actions FSCO has taken in the past 60 days.
| Last Name, First Name and/or Company Name | Registrant / EntityType | Registrant Number | Enforcement Action | Action Date | FST Hearing | Appeal or Judicial Review |
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Ha, Dominic
| Mortgage Agents | M11002314 | Extension of Interim Order to Suspend Licence | Jul 12, 2017 |
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Lexxco Investment Services Corporation
| Mortgage Administrators | 11751 | Order to Revoke | Jun 30, 2017 |
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Katherine Fisher / Kay Fisher Realty and Financial / Katherine (“Kay”) Fisher
| Mortgage Brokers | 11157 / M08006649 | Administrative Monetary Penalty | Jun 12, 2017 |
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Katherine Fisher / Kay Fisher Realty and Financial / Katherine (“Kay”) Fisher
| Mortgage Brokerages | 11157 / M08006649 | Administrative Monetary Penalty | Jun 12, 2017 |
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Findlay, Scott
| Mortgage Brokers | M08002702 | Administrative Monetary Penalty | Jun 02, 2017 |
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Ha, Dominic
| Mortgage Agents | M11002314 | Interim/Suspension | May 31, 2017 |
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Note: See
Recent Enforcement Actions - Multiple Sectors to view the enforcement actions FSCO has taken in all of the following regulated sectors: i
nsurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.
View mortgage brokering-specific enforcement actions by registrant type: