Below is a listing of the mortgage brokering-specific enforcement actions FSCO has taken in the past 60 days.
| Last Name, First Name and/or Company Name | Registrant / EntityType | Registrant Number | Enforcement Action | Action Date | FST Hearing | Appeal or Judicial Review |
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Genesis Associates Ltd.
| Mortgage Brokerages | 10295 | Administrative Monetary Penalty | Apr 07, 2014 |
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Artisan Financial Services Inc.
| Mortgage Brokerages | | Interim compliance order | Mar 28, 2014 |
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Artenosi, Armando
| Mortgage Agents | 08008964 | Interim compliance order | Mar 28, 2014 |
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JCT Capitol Investment Group Ltd.
| Mortgage Brokerages | | Interim compliance order | Mar 28, 2014 |
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Tukacs, Joseph
| Mortgage Agents | | Interim compliance order | Mar 28, 2014 |
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Tukacs, Joseph
| Mortgage Brokers | | Interim compliance order | Mar 28, 2014 |
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Moazzani, Payman
| Mortgage Agents | | Application Denied | Mar 17, 2014 |
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JCT Capitol Investment Group Ltd.
| Mortgage Brokerages | | Interim compliance order | Mar 07, 2014 |
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Tukacs, Joseph
| Mortgage Brokers | | Interim compliance order | Mar 07, 2014 |
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Chang, Alan
| Mortgage Agents | | Application Denied | Mar 07, 2014 |
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Centum Royal Mortgage Investments Inc.
| Mortgage Brokerages | 12014 | Order to Revoke | Mar 03, 2014 |
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Royal Capital Finance Ltd.
| Mortgage Administrators | 12029 | Order to Revoke | Mar 03, 2014 |
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Lala, Suresh
| Mortgage Brokers | M08000919 | Order to Revoke | Mar 03, 2014 |
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CDN Business Investor Corp. (“CBIC”)
| Mortgage Brokerages | 10234 | Administrative Monetary Penalty | Feb 21, 2014 |
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Whitter, Glenn
| Mortgage Brokerages | | Prosecution - Unlicensed Activity | |
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Whitter, Glenn
| Mortgage Administrators | | Prosecution - Unlicensed Activity | |
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Iacono, Ralph
| Mortgage Brokers | M08001145 | Prosecution-Provincial Offences Act | |
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Note: See
Recent Enforcement Actions - Multiple Sectors to view the enforcement actions FSCO has taken in all of the following regulated sectors: i
nsurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.
View mortgage brokering-specific enforcement actions by registrant type: