Below is a listing of the mortgage brokering-specific enforcement actions FSCO has taken in the past 60 days.
| Last Name, First Name and/or Company Name | Registrant / EntityType | Registrant Number | Enforcement Action | Action Date | FST Hearing | Appeal or Judicial Review |
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CDN Business Investor Corp. (“CBIC”)
| Mortgage Brokerages | 10234 | Administrative Monetary Penalty | Feb 21, 2014 |
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McCalla, Mike
| Mortgage Brokers | M08003780 | Order to Revoke | Jan 30, 2014 |
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Edwards, Mark
| Mortgage Agents | M14000177 | Conditional License | Jan 30, 2014 |
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Iacono, Ralph
| Mortgage Brokers | M08001145 | Administrative Monetary Penalty | Jan 14, 2014 |
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Terra Nova Financial Services Inc
| Mortgage Brokerages | 10203 | Administrative Monetary Penalty | Jan 14, 2014 |
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Atwal, Sukhraj
| Mortgage Agents | K-132348 | Application Denied | Jan 13, 2014 |
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Whitter, Glenn
| Mortgage Brokerages | | Prosecution - Unlicensed Activity | |
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Whitter, Glenn
| Mortgage Administrators | | Prosecution - Unlicensed Activity | |
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Note: See
Recent Enforcement Actions - Multiple Sectors to view the enforcement actions FSCO has taken in all of the following regulated sectors: i
nsurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.
View mortgage brokering-specific enforcement actions by registrant type: