Below is a listing of the mortgage brokering-specific enforcement actions FSCO has taken in the past 60 days.
| Last Name, First Name and/or Company Name | Registrant / EntityType | Registrant Number | Enforcement Action | Action Date | FST Hearing | Appeal or Judicial Review |
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Romanow, Barbara
| Mortgage Brokers | M08007274 | Extension of Order | Jul 20, 2018 |
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Aztec Financial Corp.
| Mortgage Brokerages | 11911 | Extension of Order | Jul 20, 2018 |
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Nicastro, Mario
| Mortgage Agents | M14002074 | Administrative Monetary Penalty | Jul 12, 2018 |
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Mortgage Enterprise Canada Inc.
| Mortgage Brokerages | 12231 | Administrative Monetary Penalty | Jul 03, 2018 |
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Ramirez, Julio
| Mortgage Agents | | Administrative Monetary Penalty | Jun 29, 2018 |
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Romanow, Barbara
| Mortgage Brokers | M08007274 | Interim/Suspension | Jun 28, 2018 |
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Aztec Financial Corp.
| Mortgage Brokerages | 11911 | Interim/Suspension | Jun 28, 2018 |
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Romanow, Barbara
| Mortgage Brokers | M08007274 | Order to Freeze Assets and Trust Funds | Jun 28, 2018 |
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Aztec Financial Corp.
| Mortgage Brokerages | 11911 | Order to Freeze Assets and Trust Funds | Jun 28, 2018 |
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Note: See
Recent Enforcement Actions - Multiple Sectors to view the enforcement actions FSCO has taken in all of the following regulated sectors: i
nsurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.
View mortgage brokering-specific enforcement actions by registrant type: