To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
Mortgage Brokerages |
| 1 | 0 | 0 | 0 | 1 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 12 | 12 | 11 | 12 | 47 |
| 0 | 0 | 0 | 0 | 0 |
Compliance Order | 0 | 0 | 0 | 0 | 0 |
| 2 | 1 | 1 | 0 | 4 |
Administrative Monetary Penalties Levied (# issued) | 8 | 0 | 1 | 0 | 9 |
Administrative Monetary Penalties Levied ($) | $8,000 | $0 | $3,000 | 0 | $11,000 |
| 2 | 4 | 2 | 3 | 11 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
Mortgage Administrators |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 3 | 1 | 2 | 6 |
| 0 |
0 |
0 |
0 |
0 |
Compliance Order | 0 | 0 | 0 | 0 | 0 |
| 1 | 1 | 0 | 0 | 2 |
Administrative Monetary Penalties Levied (# issued) | 0 | 0 | 2 | 0 | 2 |
Administrative Monetary Penalties Levied ($) | $0 | $0 | $10,000 | $0 | $10,000 |
|
0 | 0 | 0 | 0 |
0 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
Mortgage Brokers |
Cease & Desist Order | 0 | 0 | 0 | 1 | 1 |
| 0 | 0 | 0 | 0 | 0 |
| 3 | 0 | 1 | 0 | 4 |
| 5 | 0 | 3 | 2 | 10 |
| 0 |
0 |
0 |
0 | 0 |
| 1 | 0 | 0 | 0 | 1 |
Administrative Monetary Penalties Levied (# issued) | 3 | 4 | 3 | 1 | 11 |
Administrative Monetary Penalties Levied ($) | $31,100 | $8,000 | $15,000 | $3,000 | $57,100 |
|
2 |
3 |
2 |
6 |
13 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
Mortgage Agents
|
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 1 | 0 | 1 |
| 19 | 3 | 11 | 17 | 50 |
|
1 |
1 |
1 |
0 |
3 |
| 0 | 1 | 1 | 0 | 2 |
Interim Compliance Order | 1 | 0 | 0 | 0 | 1 |
Administrative Monetary Penalties Levied (# issued) | 3 | 0 | 2 | 4 | 9 |
Administrative Monetary Penalties Levied ($) | $9,160 | $0 | $8,350 | $23,000 | $40,510 |
|
10 | 8 |
4 |
8 |
30 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
Mortgage Brokerages |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 2 | 0 | 0 | 3 | 5 |
Compliance Order | 1 | 0 | 0 | 1 | 2 |
| 0 | 2 | 5 | 8 | 15 |
Administrative Monetary Penalties Levied (# issued) | 0 | 12 | 0 | 0 | 12 |
Administrative Monetary Penalties Levied ($) | 0 | $11,000 | 0 | 0 | $11,000 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
Mortgage Brokers |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 5 | 5 |
| 0 | 1 | 1 | 0 | 2 |
Administrative Monetary Penalties Levied (# issued) | 1 | 4 | 0 | 0 | 5 |
Administrative Monetary Penalties Levied ($) | $1,500 | $23,000 | 0 | 0 | $24,500 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
Mortgage Agents |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 1 | 0 | 1 |
| 0 | 0 | 0 | 0 | 0 |
| 1 | 2 | 0 | 4 | 7 |
| 1 | 2 | 0 | 0 | 3 |
Administrative Monetary Penalties Levied (# issued) | 4 | 5 | 0 | 2 | 11 |
Administrative Monetary Penalties Levied ($) | $5,500 | $52,853 | 0 | $16,000 | $74,353 |
| 1 | 2 | 0 | 0 | 3 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
Mortgage Brokerages |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 7 | 0 | 0 | 1 | 8 |
Administrative Monetary Penalties Levied (# issued) | 3 | 5 | 3 | 1 | 12 |
Administrative Monetary Penalties Levied ($) | $9,600 | $12,500 | $13,000 | $4,000 | $39,100 |
| 4 | 0 | 0 | 1 | 5 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
Mortgage Brokers |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 1 | 0 | 0 | 0 | 1 |
| 0 | 1 | 0 | 0 | 1 |
Administrative Monetary Penalties Levied (# issued) | 0 | 0 | 1 | 1 | 2 |
Administrative Monetary Penalties Levied ($) | 0 | 0 | $1,500 | $37,500 | $39,000 |
| 5 | 5 | 0 | 3 | 13 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
Mortgage Agents |
Application Denied | 0 | 1 | 0 | 2 | 3 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
| 1 | 0 | 0 | 0 | 1 |
| 0 | 1 | 2 | 1 | 4 |
Administrative Monetary Penalties Levied (# issued) | 0 | 0 | 3 | 1 | 4 |
Administrative Monetary Penalties Levied ($) | 0 | 0 | $7,000 | $1,000 | $8,000 |
| 8 | 6 | 6 | 0 | 20 |
| 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 |
To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
Mortgage Brokerages |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
|
46 |
41 |
25 |
21 |
133 |
|
0 |
0 |
0 |
0 |
0 |
|
1 |
4 |
4 |
9 |
18 |
Administrative Monetary Penalties Levied (# issued) |
2 |
2 |
0 |
1 |
5 |
Administrative Monetary Penalties Levied ($) |
$7,500 |
$4,500 |
0 |
$1000 |
$13,000 |
|
1 |
0 |
1 |
1 |
3 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
Mortgage Brokers |
|
0 |
0 |
0 |
1 |
1 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
|
1 |
0 |
0 |
0 |
1 |
|
2 |
1 |
1 |
2 |
6 |
Administrative Monetary Penalties Levied (# issued) |
1 |
0 |
2 |
0 |
3 |
Administrative Monetary Penalties Levied ($) |
$1,500 |
0 |
$9,000 |
0 |
$10,500 |
|
2 |
0 |
0 |
1 |
3 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
2 |
0 |
0 |
2 |
Mortgage Agents |
|
1 |
1 |
0 |
0 |
2 |
|
3 |
0 |
1 |
2 |
6 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
1 |
0 |
1 |
Administrative Monetary Penalties Levied (# issued) |
0 |
1 |
2 |
0 |
3 |
Administrative Monetary Penalties Levied ($) |
0 |
|
$10,000 |
0 |
$18,000 |
|
1 |
0 |
1 |
4 |
6 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
Mortgage Brokerages |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
|
24 |
26 |
15 |
26 |
91 |
|
0 |
0 |
1 |
0 |
1 |
|
0 |
0 |
0 |
0 |
0 |
Administrative Monetary Penalties Levied (# issued) |
0 |
1 |
7 |
5 |
13 |
Administrative Monetary Penalties Levied ($) |
$0 |
$2,500 |
$19,000 |
$8,000 |
$29,500 |
|
0 |
1 |
5 |
2 |
8 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
Mortgage Brokers |
|
0 |
0 |
0 |
1 |
1 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
Administrative Monetary Penalties Levied (# issued) |
0 |
0 |
1 |
0 |
1 |
Administrative Monetary Penalties Levied ($) |
0 |
0 |
$2,500 |
0 |
$2,500 |
|
1 |
0 |
0 |
3 |
4 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
Mortgage Agents |
|
0 |
0 |
0 |
0 |
0 |
|
1 |
0 |
0 |
0 |
1 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
1 |
0 |
0 |
1 |
Administrative Monetary Penalties Levied (# issued) |
0 |
1 |
0 |
0 |
1 |
Administrative Monetary Penalties Levied ($) |
0 |
$4000 |
0 |
0 |
$4000 |
|
0 |
3 |
8 |
0 |
11 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
Mortgage Brokerages |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
|
64 |
31 |
28 |
13 |
136 |
|
0 |
0 |
1 |
0 |
1 |
|
1 |
0 |
0 |
2 |
3 |
Administrative Monetary Penalties Levied (# issued) |
6 |
8 |
5 |
5 |
24 |
Administrative Monetary Penalties Levied ($) |
$17,500 |
$17,500 |
$8,000 |
$7,000 |
$50,000 |
|
1 |
0 |
0 |
1 |
2 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
Mortgage Brokers |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
1 |
0 |
0 |
1 |
|
0 |
0 |
0 |
0 |
0 |
|
1 |
0 |
0 |
0 |
1 |
|
1 |
0 |
0 |
1 |
2 |
Administrative Monetary Penalties Levied (# issued) |
0 |
0 |
2 |
0 |
2 |
Administrative Monetary Penalties Levied ($) |
0 |
0 |
$6, 500 |
0 |
$6, 500 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
Mortgage Agents |
|
0 |
0 |
1 |
0 |
1 |
|
0 |
2 |
0 |
0 |
2 |
|
0 |
0 |
0 |
0 |
0 |
|
1 |
0 |
0 |
0 |
1 |
|
1 |
0 |
1 |
0 |
2 |
Administrative Monetary Penalties Levied (# issued) |
0 |
0 |
1 |
0 |
1 |
Administrative Monetary Penalties Levied ($) |
0 |
0 |
$2, 500 |
0 |
$2, 500 |
|
0 |
0 |
0 |
1 |
1 |
|
0 |
0 |
0 |
0 |
0 |
|
0 |
0 |
0 |
0 |
0 |
To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.