The Financial Services Commission of Ontario (FSCO) regulates registration of individuals and organizations who conduct business as mortgage brokers under the Mortgage Brokerages, Lenders and Administrators Act. In addition, FSCO conducts inspections and investigates complaints regarding the activities of mortgage brokers.
| Name | Registrant Number | Action Type | Action Date | Date of First Appearance - Ont. Court of Justice | Appeal |
|---|---|---|---|---|---|
 Caroline, Paul
|
Interim Suspension/NOP | Feb 17, 2009 | |||
|
Caroline, Paul
|
Suspension | Jan 23, 2009 | |||
|
Alves, Alexandre Jose
|
Application Denied | Oct 22, 2008 | m0315-2008 | ||
|
Angunawela, Romesh
|
Prosecution - Unlicensed Activity | Dec 12, 2007 | |||
|
Henry, Fredrica
|
Prosecution - Unlicensed Activity | Oct 3, 2007 | |||
 Walter Muroff and Company Limited
|
M0280-2006 |
This page contains links to Monitoring and Enforcement-related documents from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.
Where can I find more information about a registrant's current status?
Glossary of Terms
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