Financial Services Commission of Ontario

Mortgage Brokers - Enforcement Activities

The Financial Services Commission of Ontario (FSCO) regulates registration of individuals and organizations who conduct business as mortgage brokers under the Mortgage Brokerages, Lenders and Administrators Act. In addition, FSCO conducts inspections and investigates complaints regarding the activities of mortgage brokers.

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Sort by NameLast Name First Name Sort by Registrant #Registrant Number Sort by ActionAction Type Action Date Date of First Appearance - Ont. Court of Justice Appeal
    Click LICENSE # to get a complete registrant history   Click Date to obtain a detailed action summary Click Date of First Appearance to view details on a particular legal proceeding against a registrant that is still in progress. If an FST File Number is recorded under “Appeal” this particular registrant has requested an appeal to the FST

Q1 2009

Caroline Paul Unlicensed Interim Suspension/NOP
Feb 17, 2009
Caroline Paul Unlicensed Suspension
Jan 23, 2009

Q4 2008

Alves Alexandre Jose Unlicensed Applications denied
Oct 22, 2008 m0315-2008

Q4 2007

Angunawela Romesh Unlicensed Prosecution - Unlicensed Activity
Unlicensed Activity
Dec 12, 2007
Henry Fredrica Unlicensed Prosecution - Unlicensed Activity
Unlicensed Activity
Oct 3, 2007


This page contains links to Monitoring and Enforcement-related documents from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.

Where can I find more information about a registrant's current status?
Glossary of Terms