FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts police background checks, compliance audits, and reviews complaints in the sectors it regulates.
Other Statistics:
| CATEGORY (click titles for definitions) | Q1 |
Q2 |
Q3 |
Q4 |
CUMULATIVE TOTAL |
| MONITORING ACTIVITES - ALL SECTORS (Insurance, Mortgage Brokers, Credit Unions & Caisses Populaires, Loan & Trust Corporations, and Pensions) |
|||||
| CONTINUING EDUCATION AUDITS | 0 |
0 |
0 |
||
| POLICE CRIMINAL RECORD CHECKS | 2,418 |
3,046 |
5,464 |
||
| COMPLAINT REVIEWS | 98 |
155 |
253 |
||
| ERRORS & OMMISSIONS INSURANCE AUDITS | 380 |
377 |
757 |
||
| ONSITE COMPLIANCE EXAMS | 14 |
150 |
164 |
||
| TOTAL | 2,910 |
3,728 |
6,638 |
||
* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.
Financial Services Commission of Ontario