An investigation is the second step in the enforcement process. The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
Other Statistics:
| CATEGORY (click titles for definitions) | Q1 |
Q2 |
Q3 |
Q4 |
CUMULATIVE TOTAL |
INVESTIGATIONS INITIATED |
|||||
| Insurance Agents | 8 |
13 |
21 |
||
| Insurance Companies | 0 |
2 |
2 |
||
| Paralegals/SABS Representatives | 6 |
0 |
6 |
||
| Healthcare Providers | 0 |
0 |
0 |
||
* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.
Financial Services Commission of Ontario