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Mortgage Brokers - Enforcement - Statistics at a Glance - 2007

To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.

2009 |
2008 |
2007

Other Statistics:

CATEGORY (click titles for definitions)	Q1	Q2	Q3	Q4	CUMULATIVE TOTAL
OUTCOME OF INVESTIGATIONS
Letters of Caution issued	N/A^*	N/A^*	17	5	22
Minutes of Settlement issued
- Surrenders	N/A^*	N/A^*	N/A^*	N/A^*
- Suspension	N/A^*	N/A^*	N/A^*	N/A^*
- Revocations	N/A^*	N/A^*	N/A^*	N/A^*
- Applications denied	N/A^*	N/A^*	N/A^*	N/A^*
- Conditional licenses granted	N/A^*	N/A^*	N/A^*	N/A^*
Superintendent's Orders issued
- Surrenders	N/A^*	N/A^*	N/A^*	N/A^*
- Suspension	N/A^*	N/A^*	N/A^*	N/A^*
- Revocations	N/A^*	N/A^*	N/A^*	N/A^*
- Applications denied	N/A^*	N/A^*	N/A^*	N/A^*
- Conditional licenses granted	N/A^*	N/A^*	N/A^*	N/A^*
Cease & Desist Orders issued	N/A^*	N/A^*	N/A^*	N/A^*
Closed Files (no enforcement action warranted)	N/A^*	N/A^*	N/A^*	N/A^*
COURT MATTERS
Charges laid in Ontario Court of Justice	N/A^*	N/A^*	N/A^*	N/A^*
Prosecutions (convictions / fines)	N/A^*	N/A^*	N/A^*	N/A^*

* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.

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