An investigation is the second step in the enforcement process. The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
Other Statistics:
| CATEGORY (click titles for definitions) |
Q1 |
Q2 |
Q3 |
Q4 |
CUMULATIVE TOTAL |
| INVESTIGATIONS INITIATED (CONTRAVENTIONS OF THE MBLAA. ) |
|||||
| Mortgage Brokers | 6 |
10 |
15 |
31 |
|