Financial Services Commission of Ontario

Mortgage Brokers - Monitoring - Statistics at a Glance - 2009

FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts police background checks, compliance audits, and reviews complaints in the sectors it regulates.

Other Statistics:

CATEGORY
(click titles for definitions)
Q1
Q2
Q3
Q4

CUMULATIVE TOTAL

COMPLAINT REVIEWS
(Mortgage Brokerages)
7
13
27

47
COMPLAINT REVIEWS
(Mortgage Administrators)
0
0
2
 
2
COMPLAINT REVIEWS
(Mortgage Brokers)
8
12
15

35
COMPLAINT REVIEWS
(Mortgage Agents )
16
36
62

114
ONSITE COMPLIANCE EXAMS
(Mortgage Brokers)
12
94
22

128


* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.

Glossary of Terms