As a Principal Broker, you are your Mortgage Brokerage's Chief Compliance Officer. In this role, you need to ensure that your Mortgage Brokerage and all its Brokers and Agents comply with the Mortgage Brokerages, Lenders and Administrators Act, 2006 and regulations.

To help you understand how to comply with the new rules and regulations, view recordings of FSCO's Webinars for Principal Brokers.

Webinar # 1 – Disclosure of Potential Conflicts of Interest

• Webinar recording (select Windows Media Player or Adobe Flash)
• Webinar handout (PDF)
• Examples of potential conflicts of interest
• FAQs on Disclosure of Potential Conflicts of Interest

Webinar # 2 – Disclosure of Suitability and Risks to Borrowers, Lenders and Investors

• Webinar recording (select Windows Media Player or Adobe Flash) 
• Webinar handout (PDF)
• Examples of material risks
• Examples of factors you consider for suitability of a mortgage product
• FAQs on Disclosure of Suitability and Risks to Borrowers, Lenders and Investors

Webinar # 3 – Requirements for Supervising Mortgage Brokers and Agents

• Webinar recording (select Windows Media Player or Adobe Flash)
• Webinar handout (PDF)
• Examples of approaches/methods to improve supervision of business conduct
• Examples of practices/activities/standards to include in your policies and procedures
• FAQs on requirements for supervising Mortgage Brokers and Agents