An order that is made regarding a licence holder reflects a situation at a particular point in time. The status of a licence holder can change. Readers should check the current status of a person’s or entity’s licence on the Licensing Link section of FSRA’s website. Readers may also wish to contact the person or entity directly to get additional information or clarification about the events that resulted in the order.


Financial Services Regulatory Authority of Ontario

IN THE MATTER OF REGARDING the Mortgage Brokerages, Lenders and Administrators Act, 2006, S.O. 2006, c. 29, as amended (the “Act”), in particular sections 14 and 21;

AND IN THE MATTER OF Andre Fillion (“Fillion”).


Fillion’s mortgage agent licence (licence M08004704) expired on March 31, 2018 (the “Licence”). On August 2, 2018, Fillion submitted an application to renew the Licence.

On March 18, 2019, the Superintendent of Financial Services (the “Superintendent”) issued a Notice of Proposal (the “Notice”) to refuse to renew the Licence.

The Notice was served on Fillion pursuant to the requirements of the Act. On April 9, 2019, Fillion requested a hearing before the Financial Services Tribunal (“Tribunal”).

On June 8, 2019, the Financial Services Regulatory Authority of Ontario (“FSRA”) assumed the regulatory duties of the Financial Services Commission of Ontario (“FSCO”), and the Chief Executive Officer of FSRA (the “Chief Executive Officer”) assumed the regulatory duties of the Superintendent under the Act.

On January 11, 2021, the Tribunal dismissed the matter without a hearing pursuant to Rule 35.01 of the Tribunal’s Rules of Practice and Procedure.

Pursuant to section 21(7) of the Act, and by delegated authority from the Chief Executive Officer, the Director, Litigation and Enforcement makes the following order.


The mortgage agent licence application of Andre Fillion is hereby refused.

DATED at Toronto, January 20, 2021.

Original signed by

Elissa Sinha
Director, Litigation and Enforcement

By delegated authority from the Chief Executive Officer

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