Recent Enforcement Actions - Multiple Sectors

Below is a listing of the enforcement actions FSCO has taken in the past 60 days in the following regulated sectors: Insurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.

 

Last Name, First Name and/or Company NameRegistrant / EntityTypeRegistrant NumberEnforcement ActionAction DateFST HearingAppeal or Judicial Review
Shao, Qiong Mortgage Agents Administrative Monetary PenaltySep 08, 2021
Money Gate Corp. Mortgage Brokerages#12451, #12290Order to RevokeSep 02, 2021
Money Gate Corp. Mortgage Administrators#12451, #12290Order to RevokeSep 02, 2021
Tri City Fund Management Ltd. Mortgage Administrators12703Order to RevokeAug 13, 2021
Bridlepath Capital Corporation Mortgage Administrators12952Order to RevokeAug 13, 2021
Ewing, Stacey Insurance Agents04081032Administrative Monetary PenaltyJul 28, 2021
Malhi, Jagdish Insurance Agents08103184Administrative Monetary PenaltyJul 28, 2021

To view FSCO's full enforcement actions database, separated by sector, see: 
 

Pensions

 
Information about FSCO's enforcement actions in the pension sector appear in FSCO's Pension Bulletin Online.
 

Additional Resources