Recent Enforcement Actions - Multiple Sectors

Below is a listing of the enforcement actions FSCO has taken in the past 60 days in the following regulated sectors: Insurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.

 

Last Name, First Name and/or Company NameRegistrant / EntityTypeRegistrant NumberEnforcement ActionAction DateFST HearingAppeal or Judicial Review
Rodrigues, Gerson Insurance Agents05085665Order to RevokeJan 29, 2020
Dubb, Amarjit Mortgage AgentsM13000767Order to RevokeJan 10, 2020
Ghuman, Charn Mortgage Brokers Administrative Monetary PenaltyJan 03, 2020
Limitless Solutions Financial Group Inc. Mortgage Brokerages Administrative Monetary PenaltyDec 20, 2019

To view FSCO's full enforcement actions database, separated by sector, see: 
 

Pensions

 
​Information about FSCO's enforcement actions in the pension sector appear in FSCO's Pension Bulletin Online.
 

Additional Resources