Recent Enforcement Actions - Multiple Sectors

Below is a listing of the enforcement actions FSCO has taken in the past 60 days in the following regulated sectors: Insurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.

 

Last Name, First Name and/or Company NameRegistrant / EntityTypeRegistrant NumberEnforcement ActionAction DateFST HearingAppeal or Judicial Review
Khudal, Moninder Mortgage BrokersM08009338Administrative Monetary PenaltyJul 19, 2022
Financial Ties Ltd. Mortgage Brokerages10749Administrative Monetary PenaltyJul 19, 2022
Financial Ties Ltd. Mortgage Brokerages10749Order to RevokeJul 19, 2022
Gohel, Pratik Insurance Agents19177404Notice of Proposal to Impose an Administrative Monetary PenaltyJul 15, 2022
Patel, Jay Insurance Agents
Patel, Nirali Insurance Agents

To view FSCO's full enforcement actions database, separated by sector, see: 
 

Pensions

 
Information about FSCO's enforcement actions in the pension sector appear in FSCO's Pension Bulletin Online.
 

Additional Resources