Recent Enforcement Actions - Multiple Sectors

Below is a listing of the enforcement actions FSCO has taken in the past 60 days in the following regulated sectors: Insurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.


Last Name, First Name and/or Company NameRegistrant / EntityTypeRegistrant NumberEnforcement ActionAction DateFST HearingAppeal or Judicial Review
Lee, Christopher Insurance Agents99057324Interim/SuspensionMar 07, 2018
Abdi Hakim Hassan/Canucks Orthotics and Rehab Health Care ProvidersSP14351Order to Revoke the SuspensionMar 05, 2018
Peel Mutual Insurance Company Health Care Providers649Administrative Monetary PenaltyFeb 28, 2018
Khan, Muhammad Insurance Agents10114677Administrative Monetary PenaltyFeb 23, 2018
Flowers, Rhonda-Lyn Insurance Agents09111479Administrative Monetary PenaltyFeb 23, 2018
Lucero, Victor Mortgage AgentsM08010309SuspensionFeb 23, 2018
Heywood, Akil “Gordon” Mortgage Agents Applications deniedFeb 09, 2018
Bassi, Rajesh Mortgage BrokersM08006268Order to RevokeFeb 05, 2018
Byworth, Kevin Insurance Agents08105132Administrative Monetary PenaltyFeb 05, 2018
FDS Broker Services Inc. Mortgage Brokerages12367Administrative Monetary PenaltyFeb 01, 2018
FFM Capital Inc. Mortgage Brokerages12391Administrative Monetary PenaltyFeb 01, 2018
Building & Development Mortgages Canada Inc. Mortgage Brokerages10102Order to RevokeFeb 01, 2018
Building & Development Mortgages Canada Inc. Mortgage Brokerages10102Administrative Monetary PenaltyFeb 01, 2018
May-Anderson, Glenn Mortgage BrokersM08008875Order to RevokeFeb 01, 2018
Petrozza, Vincenzo Mortgage BrokersM08007162Order to RevokeFeb 01, 2018
Spadafora, Rosalia Mortgage BrokersM08007218Order to RevokeFeb 01, 2018
Daramola, Michael Mortgage BrokersM08003647Order to RevokeFeb 01, 2018
FMP Mortgage Investments Inc. Mortgage Brokerages12373Administrative Monetary PenaltyJan 31, 2018
Health First Family Chiropractic Health Care ProvidersSP15317Order to Revoke the SuspensionJan 30, 2018
First Commonwealth Mortgage Corporation Mortgage Brokerages10636Order to RevokeJan 23, 2018
Tier 1 Mortgage Corporation Mortgage Brokerages12314Order to RevokeJan 23, 2018
Tier 1 Transaction Advisory Services Inc. Mortgage Brokerages Application DeniedJan 23, 2018
Balkissoon, Dave Mortgage BrokersM08008500Order to RevokeJan 23, 2018
Cassimy, Jude Mortgage BrokersM08000610Order to RevokeJan 23, 2018
Singh, Bhaktraj Mortgage AgentsM12001402Order to RevokeJan 23, 2018
Tier 1 Transaction Advisory Services Inc. Mortgage Brokerages Compliance OrderJan 23, 2018
Manorath, Vijay Mortgage AgentsM14001865Administrative Monetary PenaltyJan 23, 2018

To view FSCO's full enforcement actions database, separated by sector, see: 


Information about FSCO's enforcement actions in the pension sector appear in FSCO's Pension Bulletin Online.

Additional Resources