Recent Enforcement Actions - Multiple Sectors

Below is a listing of the enforcement actions FSCO has taken in the past 60 days in the following regulated sectors: Insurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.


Last Name, First Name and/or Company NameRegistrant / EntityTypeRegistrant NumberEnforcement ActionAction DateFST HearingAppeal or Judicial Review
Moon, James Insurance Agents99058209Order to RevokeMay 24, 2018
Truong, Ngan Insurance Agents02071399Administrative Monetary PenaltyMay 22, 2018
Boparai, Navdeep Mortgage AgentsM08009409Interim/SuspensionMay 18, 2018
Ricci, Michael Mortgage AgentsM17003337Administrative Monetary PenaltyMay 17, 2018
Under Pressure Hyperbaric Treatment Centre Inc. Health Care ProvidersSP16172Administrative Monetary PenaltyMay 15, 2018
Edwards, Douglas Insurance Agents99055906Administrative Monetary PenaltyApr 30, 2018
Wemple, Paul Insurance Agents94025687Administrative Monetary PenaltyApr 30, 2018
Moghaddam, Ava Insurance Agents11121905Administrative Monetary PenaltyApr 26, 2018
Ramoutar, Grace Insurance Agents94024015Administrative Monetary PenaltyApr 26, 2018
Platinum Health Benefits Solutions Inc. Insurance Corporate Agencies33435MPermenent Remedial OrderApr 25, 2018

To view FSCO's full enforcement actions database, separated by sector, see: 


Information about FSCO's enforcement actions in the pension sector appear in FSCO's Pension Bulletin Online.

Additional Resources