Recent Enforcement Actions - Multiple Sectors

Below is a listing of the enforcement actions FSCO has taken in the past 60 days in the following regulated sectors: Insurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.

 

Last Name, First Name and/or Company NameRegistrant / EntityTypeRegistrant NumberEnforcement ActionAction DateFST HearingAppeal or Judicial Review
Boparai, Navdeep Mortgage BrokersM08009409Order to RevokeSep 13, 2018
T1CM Principal Secured Mortgages Inc. Mortgage Brokerages12378Administrative Monetary PenaltySep 05, 2018
T1CM Principal Secured Mortgages Inc. Mortgage Brokerages12378Order to RevokeSep 05, 2018
Vitvytskyi, Dmytro Insurance Agents Application DeniedAug 23, 2018
Burke, Herman Insurance Agents14139775Administrative Monetary PenaltyAug 20, 2018
Freed, Dwight Insurance Agents96039610Administrative Monetary PenaltyAug 17, 2018
Pettitt, Tawnya Mortgage Agents Application DeniedAug 17, 2018
Doyle, Andrew Insurance Agents06092241Administrative Monetary PenaltyAug 13, 2018
Larson, Kevin Insurance Agents10114767, M15000246Administrative Monetary PenaltyAug 13, 2018
Bhatt, Jagrut Mortgage Agents Application DeniedAug 08, 2018
Mondragon, Aristeo Insurance Agents94019131Administrative Monetary PenaltyJul 27, 2018
1789818 Ontario Limited/Concord Healthcare Management Health Care ProvidersSP13379Administrative Monetary PenaltyJul 27, 2018
Suthar, Varshaben Insurance Agents13130099Administrative Monetary PenaltyJul 24, 2018

To view FSCO's full enforcement actions database, separated by sector, see: 
 

Pensions

 
Information about FSCO's enforcement actions in the pension sector appear in FSCO's Pension Bulletin Online.
 

Additional Resources