Enforcement Activities - Insurance Sector

Below is a listing of the insurance-specific enforcement actions FSCO has taken in the past 60 days.  
Last Name, First Name and/or Company NameRegistrant / EntityTypeRegistrant NumberEnforcement ActionAction DateFST HearingAppeal or Judicial Review
Fried, Mervyn Insurance Agents93001147Administrative Monetary PenaltyOct 12, 2017
Vasquez, Walkira Insurance Agents07097810Administrative Monetary PenaltySep 28, 2017
Lampel, Michael Insurance Agents07097077Administrative Monetary PenaltySep 28, 2017
Gonzales, George Insurance Agents04082000Administrative Monetary PenaltySep 25, 2017
Xing, Jie Insurance Agents13131983Administrative Monetary PenaltySep 25, 2017
Falcon, Marlene Insurance Agents06092959Administrative Monetary PenaltySep 18, 2017
Srivastava, Rajiv Insurance Agents07099540Administrative Monetary PenaltySep 18, 2017
Sanchez, John Insurance Agents94018843Administrative Monetary PenaltyAug 30, 2017
Scotia Wealth Insurance Services Inc. Insurance Corporate Agencies24263MAdministrative Monetary PenaltyAug 30, 2017
Singarayar, Karunathirajah Insurance Agents Application DeniedAug 28, 2017

Note: See Recent Enforcement Actions - Multiple Sectors to view the enforcement actions FSCO has taken in all of the following regulated sectors: insurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.


All Enforcement Actions - Insurance Sector

View Insurance-specific enforcement actions by registrant type:


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