Enforcement Statistics

   2016     2015     2014     2013     2012     2011     2010     2009     2008     2007  


​To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.  

 

Category (click titles for definitions)​
Q1​
Q2​
Q3​
Q4​
Cumulative Total​
Outcome Of Investigations
 0

0

5

 0

0

00

0

 3

1

75

16

 7

4

18  21

50

 3

2

 1

10

 0

0

 0

0

 0

2

 0

4

​Compliance Order​0

0

​0​1

1

Administrative Monetary Penalties Levied (# issued)
 17

20

5

50

Administrative Monetary Penalties Levied ($)
 $46,450

$315,289

$13,172 $29,867

$404,778

Court Matters
 0 00 0
 0 00 0


​To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.  

 

Category (click titles for definitions)​
Q1​
Q2​
Q3​
Q4​
Cumulative Total​
Outcome Of Investigations
 3 1 0 0 4
 0 0 0 0 0
 2 4 2 0 8
 3 6 4 11 24
 3 3 8 7 21
 0 0 0 0 0
 3 0 0 5 8
​Compliance Order​0​2​0​0​2
Administrative Monetary Penalties Levied (# issued)
 11 10 14 14 49
Administrative Monetary Penalties Levied ($)
 $21,423 $14,500 $13,050 $15,717 $64,690
Court Matters
 0 0 0 0 0
 0 0 1 0 1


​To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.

 

 

Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
Outcome Of Investigations
1
 0
 1
 1
3
10
 19
 21
 17
67
3
 1
 1
 1
6
1
 1
 2
 1
5
1
 1
 0
 2
4
0
 0
 0
 0
0
1
 0
 4
 0
5
Administrative Monetary Penalties Levied (# issued)
0
3
28
12
43
Administrative Monetary Penalties Levied ($)
0
$4,800
$30,450
$608,050
$643,300
Court Matters
0
 0
 0
 0
0
0
 0
 1
 4
5


To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
 
Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
Outcome Of Investigations
6
 3
 4
 17
30
17
 14
 5
 7
44
2
 2
 2
 0
6
1
 0
 0
 1
2
0
 1
 1
 2
4
0
 0
 0
 0
0
1
 0
 0
 0
1
Court Matters
0
 0
 0
 0
0
0
 0
 0
 1
1

 



To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
 
 
Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
Outcome Of Investigations
2
1
 2
 2
7
38
 33
 7
 32
110
3
 4
 1
 0
8
6
 4
 6
 0
16
0
 0
 0
 0
0
0
 0
 0
 0
0
0
 1
 0
 5
6
Court Matters
0
 0
 0
 0
0
10
 0
 0
 1
11
 
​​​​​​​​​


To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
 
Category (click titles for definitions) Q1​ Q2​ Q3​ Q4​ Cumulative Total
Outcome Of Investigations
Letters of Caution Issued 0  9  1  0 10
Surrenders 40  38  30  22 130
Suspension 1  1  0  1 3
Revocations 5  11  3  4 23
Applications denied 0  0  0  0 0
Conditional licenses granted 0  0  0  0 0
Cease & Desist Orders issued 1  0  0  2 3
Court Matters
Charges laid in Ontario Court of Justice 0  0  0  0 0
Prosecutions 0  0  1  3 4
 
​​​​​​​​​


To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
 
Category (click titles for definitions) Q1​ Q2​ Q3​ Q4​ Cumulative Total
Outcome Of Investigations
Letters of Caution Issued 4​ ​0 ​0 ​0 ​4
Minutes of Settlement Issued
Surrenders ​1 ​0 ​0 ​0 ​1
Suspension ​1 ​0 ​1 ​1 ​3
Revocations ​4 ​0 ​1 ​1 ​6
Applications denied ​1 ​0 ​0 ​0 ​1
Conditional licenses granted ​0 ​0 ​0 ​0 ​0
Superintendent's Orders Issued ​ ​ ​ ​ ​ ​
Surrenders 0​ ​0 ​0 ​0 ​0
Suspension ​1 ​0 ​0 ​3 ​4
Revocations ​3 ​0 ​1 ​16 ​20
Applications denied ​0 ​0 ​0 ​0 ​0
Conditional licenses granted ​0 ​0 ​0 ​0 ​0
Cease & Desist Orders issued ​0 ​0 ​0 ​0 ​0
Closed Files (no enforcement action warranted) ​5 ​0 ​0 ​0 ​5
Court Matters
Charges laid in Ontario Court of Justice ​5 ​0 ​0 ​0 ​5
Prosecutions ​0 ​0 ​0 ​2 ​2
 


To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
 
Category (click titles for definitions) Q1​ Q2​ Q3​ Q4​ Cumulative Total
Outcome Of Investigations
Letters of Caution Issued 5​ ​8 ​6 ​1 ​20
Minutes of Settlement Issued
Surrenders ​0 ​6 ​9 ​1 ​16
Suspension ​1 ​0 ​2 ​1 ​4
Revocations ​0 ​0 ​0 ​3 ​3
Applications denied ​0 ​0 ​0 ​0 ​0
Conditional licenses granted ​1 ​0 ​0 ​0 ​1
Superintendent's Orders Issued ​ ​ ​ ​ ​ ​
Surrenders 0​ ​0 ​0 ​0 ​0
Suspension ​0 ​1 ​3 ​0 ​4
Revocations 2​ ​3 ​4 ​18 ​27
Applications denied ​0 ​0 ​0 ​1 ​1
Conditional licenses granted ​0 ​0 ​0 ​0 ​0
Cease & Desist Orders issued ​1 ​0 ​0 ​0 ​1
Closed Files (no enforcement action warranted) ​3 ​9 ​8 ​11 ​31
Court Matters
Charges laid in Ontario Court of Justice ​2 ​2 ​0 ​0 ​4
Prosecutions ​2 ​2 ​0 ​0 ​4
 


To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
 
Category (click titles for definitions)​ Q1​ Q2​ Q3​ Q4​ Cumulative Total
Outcome Of Investigations
Letters of Caution Issued 6​ ​17 ​12 ​3 ​38
Minutes of Settlement Issued
Surrenders ​0 ​0 ​2 ​1 ​3
Suspension ​2 ​1 ​1 ​1 ​5
Revocations ​3 ​2 ​1 ​0 ​6
Applications denied ​0 ​0 ​0 ​0 ​0
Conditional licenses granted ​0 ​0 ​0 ​0 ​0
Superintendent's Orders Issued ​ ​ ​ ​ ​ ​
Surrenders 0​ ​0 ​0 ​0 ​0
Suspension ​1 ​0 ​1 ​0 ​2
Revocations 0 ​0 ​0 ​0 ​3
Applications denied ​1 ​0 ​0 ​0 ​1
Conditional licenses granted ​0 ​0 ​0 ​0 ​0
Cease & Desist Orders issued ​2 ​1 ​1 ​0 ​4
Closed Files (no enforcement action warranted) ​19 ​14 ​11 ​2 ​46
Court Matters
Charges laid in Ontario Court of Justice ​1 ​1 ​1 ​1 ​4
Prosecutions ​1 ​1 ​1 ​1 ​4
 


To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
 
Category (click titles for definitions) Q1​ Q2​ Q3​ Q4​ Cumulative Total
Outcome Of Investigations
Letters of Caution Issued N/A* ​N/A* ​3 ​0 ​3
Minutes of Settlement Issued
Surrenders ​N/A* ​N/A* ​0 ​0 ​0
Suspension ​N/A* ​N/A* ​4 ​0 ​4
Revocations ​N/A* ​N/A* ​2 ​2 ​4
Applications denied ​N/A* ​N/A* ​0 ​0 ​0
Conditional licenses granted ​N/A* ​N/A* ​0 ​0 ​0
Superintendent's Orders Issued ​ ​ ​ ​ ​ ​
Surrenders N/A* ​N/A* ​0 ​0 ​0
Suspension ​N/A* ​N/A* ​1 ​0 ​1
Revocations N/A* ​N/A* ​2 ​0 ​2
Applications denied ​N/A* ​N/A* ​0 ​0 ​0
Conditional licenses granted ​N/A* ​N/A* ​0 ​0 ​0
Cease & Desist Orders issued ​N/A* ​N/A* ​0 ​1 ​1
Closed Files (no enforcement action warranted) ​N/A* ​N/A* ​10 ​11 ​21
Court Matters
Charges laid in Ontario Court of Justice ​N/A* ​N/A* ​0 ​1 ​1
Prosecutions ​N/A* ​N/A* ​0 ​1 ​1
 
* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.

 
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