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Statistics at a Glance - 2010

​Monitoring 2010

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions)​ Q1​ Q2​ Q3​ Q4​ Cumulative Total
Complaint Reviews (Mortgage Brokerages)​ 17​ ​27 ​15 ​21 ​80
Complaint Reviews (Mortgage Administrators)​ ​1 ​0 ​2 ​2 ​5
Complaint Reviews (Mortgage Brokers)​ ​15 ​23 ​21 ​29 ​88
Complaint Reviews (Mortgage Agents)​ ​38 ​46 ​63 ​45 ​192
Onsite Compliance Exams (Mortgage Brokers)​ ​0 ​24 ​39 ​26 ​89
 

Investigations 2010

 
The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
Category (click title for definitions)​                 Q1​ ​Q2 ​Q3 ​Q4 Cumulative Total
​Investigations Initiated (Contraventions of the MBLAA [New Window])​
Mortgage Brokers​ 11​ ​0 ​15 ​15 ​41